2019

The Asset

Best Equity ETF Participating Dealer

Best Equity ETF Market Maker

Best ETF Broker

Best Equity Derivatives House

Best Structured Investment Products – NTD Denominated 300% Participation Fund-Linked Non-Principal Protected Product

Top Bank Arrangers, Investors' Choices for Government Primary Issues, Taiwan

Top Bank Arrangers, Investors' Choices for Corporate Primary Issues, Taiwan

Top Bank in Corporate Bonds, Taiwan

Top Bank in Government Bonds, Taiwan

Top Sellside firms in research, Taiwan

No. 1 for Best Individuals in Sales - Jay Hsu

Best Corporate and Institutional Adviser－Taiwan (Domestic)

Best Equity Adviser－Taiwan(Domestic)

Best Bond Adviser (NT Dollar)－Taiwan

FinanceAsia

Best Broker in Taiwan

Asiamoney

Best Corporate & Investment Bank in Taiwan

Best Local Brokerage in Taiwan

Best for overall country research in Taiwan

Best overall sales services in Taiwan

Best Securities House in Taiwan

Min. of Economic Affairs

Digital Content Product Award：Best Product －Yuanta Video Robot Account Opening

Digital Content Product Award：2018 Best Product －Mr. Investor APP

Taiwan CG Association

CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence

Taiwan Stock Exchange

No. 1 for Increase in Electronic Order Placement Volume Award, No. 1 in API Promotion Award

Best Stock Underwriter for the Mainboard

No. 1 for Warrant Issuance Volume Award and No. 1 for Warrant Trading Volume Award

Taiwan Futures Exchange

The 4th Futures Trading Diamond Awards: Diamond Award for Introducing Broker Trading Volume, Diamond Award for Futures Proprietary Trading Volume, Diamond Award for the performance of FX products market maker – Futures Proprietary Merchant, Diamond Award of futures trading volume growth - IB

Wealth Magazine

Wealth Management Evaluation Awards: Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Wealth Management

Consumer Financial Brand Award: Best Broker Brand Image, Best Brokerage Services

Business Today

Best Brand Award：Best Securities Firm

2018 Best Wealth Management Award of Banks and Securities: Best Wealth Management in Securities Sector, Security of the year, Best Product, Best Investment Advisory Team, Best Wealth Value Added, Most Trusted Security, Best Information Technology Service, Best Digital Innovation.

Excellence Magazine

2018 Excellence Magazine Securities Evaluation: Best Brand Image Prize, Best Warrant Prize

Taipei Exchange

No. 1 for Warrant Issuance Volume and Trading Volume Award

No. 1 for Best Underwriter for Taipei Exchange and Emerging Stock Market

Commercial Times

Taiwan Warrant King Challenge：Best Profit Maker Award

Taiwan Warrant King Challenge：Best Warrant Promotion Award (Area: Neihu/Donglu/Dongtai)

Economy Daily News

Warrant Competition：Best Trading Performance Award

Warrant Competition：Best Warrant Promotion Award (Area: Neihu/Donglu/Dali)

2017

The Asset

Best Corporate and Institutional Bank in Taiwan

Best Equity Adviser Taiwan

Best Bond Adviser in Taiwan (NT Dollar)

Best Equity ETF Participating Dealer in Taiwan

Best Equity ETF Market Maker in Taiwan

Best Equity ETF Broker in Taiwan

Best Equity Derivatives House in Taiwan

No. 2 for Top Banks in Government Bonds, Taiwan

No. 3 for Top Banks in Corporate Bonds, Taiwan

Top Bank Arrangers, Investors' Choice for Government Primary Issues, Taiwan

No. 1 for Best Individuals in Sales - Jay Hsu

Asiamoney

Best Securities House in Taiwan

Best Corporate and Investment Bank in Taiwan

Best Local Brokerage in Taiwan

Best Overall Sales Services in Taiwan

Best Execution in Taiwan

Best Domestic Debt House in Taiwan

Best Sales Trading in Taiwan

Most Improved Brokerage Over the Last 12 Months in Taiwan

Best for Events and/or Conferences in Taiwan

Best for Roadshows and Company Visits in Taiwan

Best Research Team in Taiwan

Best Country Sales Trader (Taiwan) - Edwin Tsai

Best Country Sales Trader (Hong Kong) - Kate Jackson

Euromoney

Best Investment Bank in Taiwan

FinanceAsia

Best Investment Bank in Taiwan

Best Broker in Taiwan

Best ECM House in Taiwan

Taiwan Stock Exchange

No. 3 for IPO Fundraising Volume Award; No. 3 for IPO Market Value Award

No. 1 for Warrant Issuers Volume Award; No. 1 for Warrant Value Award

Warrant Issuer Excellence Award; Warrant Trustee Business Volume Award

No. 1 for Increase in Electronic Order Placement Volume Award; No. 1 in API Promotion Award

Taipei Exchange

Best Partner for Promotion of Foreign Enterprises Listing on the TPEx and Emerging Stock Market

Award for Excellence in TPEx and Emerging Stock Market Listing Guidance

Taiwan Futures Exchange

Diamond Award for Introducing Broker Trading Volume

Diamond Award for Futures Proprietary Trading Volume

Diamond Award for EUR to USD Futures Market Maker Performance

Diamond Award for USD to JPY Futures Market Maker Performance

Securities & Futures Inst.

Golden Goblet Award - Outstanding Leadership Award - Arthur Chen

Golden Goblet Award - Outstanding Financial Innovation Award - Wanshitong App

Golden Goblet Award - Outstanding Talent Cultivation Award

2016

The Asset

Best Corporate and Institutional Bank in Taiwan

Best Bond House in Taiwan

Best ETF Participating Dealer in Taiwan

Best ETF Market Maker in Taiwan

Best ETF Broker in Taiwan

Best Equity Derivatives House in Taiwan

Top Bank Arranger - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds

No. 1 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds

No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds

No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu

iichina.com

Outstanding Securities Firm Award

FinanceAsia

FinanceAsia Platinum Award - Best Investment Bank in Taiwan 1996-2016

Best Investment Bank in Taiwan

Best Broker Bank in Taiwan

Best DCM House in Taiwan

Asiamoney

Best Domestic Debt House in Taiwan

No. 1 for Best Local Brokerage in Taiwan

No. 1 for Best Execution in Taiwan

No. 1 for Best in Sales Trading in Taiwan

No. 1 for Most Improved Brokerage over the last 12 Months in Taiwan

No. 1 for Best Overall Sales Services in Taiwan

No. 1 for Best Events and/or Conferences in Taiwan

No. 1 for Best Roadshows and Company Visits in Taiwan

Euromoney

Best Investment Bank in Taiwan

Taiwan CG Association

CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence

2015

The Asset

Best Corporate and Institutional Bank in Taiwan

Best Equity House in Taiwan

Best Brokerage House in Taiwan

Top Bank Arrangers - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds

No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds

No. 3 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds

No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu

FinanceAsia

Best Broker in Taiwan

Best Investment Bank in Taiwan

Asiamoney

Best Domestic Debt House in Taiwan

No. 1 for Best Local Brokerage in Taiwan

No. 1 for Best Overall Sales Services in Taiwan

No. 1 for Best Execution in Taiwan

No. 1 for Best Sales Trading in Taiwan

No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan

No. 1 for Best Roadshows and Company Visits in Taiwan

No. 1 for Best Events and/or Conferences in Taiwan

No. 1 for Best Sales Trader in Taiwan - Jason Wang

No. 1 for Best Regional Sales Trader (Asia ex-Japan) - Jenny Lo

iichina.com

2015 Taiwan Financial Leadership Diamond Trophy Award

HKEx

Top Shanghai Connect Participation Award (Yuanta Securities HK)